Investment and Wholesale Banker
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[Expert_Experience1] => All areas of investment, commercial and wholesale banking, which includes derivatives trading and valuation, treasury management, insider trading and market manipulation, the regulatory regimes of banks and banking products, financial mis-selling, commercial loan terms, the regulations applying to bridging loans, trading fraud, asset and liability management in banks, crypto-currency trading, structured products and structured notes, financial mis-management, Basel regimes, liquidity management, and provision of training in all of the above.
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[Key_Words] => Banking and Financial Expert Witness Expert Reports on Banking and Financial Matters Banking Expert
[Brief_CV] => Simon has 40 years of experience working in the banking and financial world, having worked in bank trading rooms for over 28 years, firstly as a derivatives trader and then as part of senior management as bank treasurer. The banks were both investment banks and wholesale banks.
Throughout this time, Simon built up a huge array of knowledge of different aspects of banking, which he deploys today as the author of expert reports.
For the past 12 years, Simon has worked as an expert witness, providing expert reports on a whole wealth of banking and finance issues to the legal profession, for banking and corporate clients, for the Crown Prosecution Service, and for supranational bodies and central banks.
Simon has maintained up-to-date knowledge of the ever-changing regulatory landscape, new governance rules, and new financial products and instruments, and he regularly provides training and lectures to graduates, to bankers, to lawyers, to central bankers, and to the regulators themselves.
Recent assignments, and commissioned reports have included the following areas of banking and finance:
<ul>
<li>Trading fraud, including insider trading and market manipulation.</li>
<li>Mis-sold and fraudulent investment schemes, including whether structured investments were priced to fail, and the regulatory environment applicable (FSMA, FCA Handbook, PERG, MCOBS, COBs etc).</li>
<li>The regulation of corporate lending, including embedded derivatives, change of pricing parameters, and unfair relationships.</li>
<li>Analysis of bank’s risk management practices and risk accounts.</li>
<li>Mis-selling of derivatives, forensic pricing, and hidden derivative contracts.</li>
<li>Governance and regulations applying to trading platforms, and to crypto currencies.</li>
<li>Governance and regulatory concerns regarding bridging loans, and mortgages.</li>
<li>Problems surrounding fixed rate loans.</li>
<li>Contracts for difference and spread betting.</li>
<li>Valuation of derivatives, investment funds, and currency and interest rate options.</li>
<li>Risk-return analysis of investment funds.</li>
<li>Bank Treasury management, foreign exchange, hedging mismanagement.</li>
<li>Mis-sold mortgages, and overage conditions.</li>
</ul>
Simon has provided reports on a world-wide basis, and has provided testimony in courts as wide as Singapore, Canberra, Kuala Lumpur, and Milan, as well as in the United Kingdom.
Simon is willing and able to discuss potential cases, and to provide initial analysis and assistance without charging, in order to ensure that he has the requisite knowledge and experience to be helpful.
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[DateJoined] => 2022-11-28 00:00:00.000
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[last_modified] => 2025-01-10 11:32:11.863
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